MissionSquare Retirement Privacy Policy

Our Privacy Policy

Protecting your privacy is important to us. In providing retirement and other financial services and investment products to you, we collect certain nonpublic personal information about you. Our policy generally is to keep this information strictly confidential, and to use or disclose it as needed to provide services to you, or as permitted or required by law or by you. Our privacy policy applies equally to our former customers and investors, as well as individuals who simply inquire about the services or investments we offer. We may change this privacy policy in the future upon notification to you.

Information We Collect

As noted above, we collect certain nonpublic information about you in order to provide retirement and other financial services and investment products to you. The nonpublic personal information we have about you includes information you give us when you open an account, invest in the MissionSquare Funds, MissionSquare II Funds, or write or call us, such as your name, address and email address, social security number, employment, investment objectives and experience, financial circumstances, and investment transactions and holdings.

Information We Disclose

We disclose nonpublic personal information about you to our affiliates, and to outside firms that help us provide services to you, for use only for that purpose. If you elect to invest in MissionSquare’s Managed Accounts Program or in the MissionSquare Retirement IncomeAdvantage Fund, MissionSquare will share information necessary to make these products and services available to you with Morningstar Investment Management LLC, a registered investment advisor and a subsidiary of Morningstar, Inc. and Prudential Retirement Insurance and Annuity Company, the third party firms with which MissionSquare Retirement has contracted in connection with these products and services, respectively.

[Note: The following applies to all states except California and New York State.] We may also disclose your email address to social media organizations such as LinkedIn or Facebook to offer targeted information about our products and services.

Additionally, we may disclose nonpublic personal information to nonaffiliated third-party financial institutions with which we have established, or may in the future establish, relationships in order to offer select financial products of interest to our customers.

Currently, MissionSquare Retirement has established a relationship with M&T Bank for enrollment and information services in connection with MissionSquare Retirement’s 457 Deferred Compensation Program in certain jurisdictions [applicable for participants in plans located in Maryland (excluding the metropolitan DC area), Pennsylvania and West Virginia]. MissionSquare Retirement also has contracted with Morningstar Investment Management LLC, a registered investment advisor and a subsidiary of Morningstar, Inc. to make available a Retirement Readiness Report to employees of 401 and 457 plan sponsors that elect this optional service for their employees. Before any additional third-party relationships are added, they must be approved by the Board of Directors of MissionSquare Retirement. Once approved, MissionSquare will notify you of any additional third-party relationships in future publications of this privacy policy.

You have the right to stop us from disclosing nonpublic personal information about you to these parties and social media organizations, except as permitted or required by law. To do so, call us at 800-827-2710. If you do not notify us that you wish to block disclosure of this nonpublic personal information, we will allow information to be sent to you from all third-party financial institutions with which we have established relationships and social media organizations.

How We Safeguard Your Information

We restrict access to nonpublic personal information about you to those persons who need to know it or who are permitted or required by law or by you to receive it. We maintain physical, electronic, and procedural safeguards to protect the confidentiality of your information.

Some of the funds, services, or products described in this Privacy Policy may not be available to your Plan, and all are subject to change.